USA (1915)
Observation & Training Balloon – 10+ Built

The Upson Kite Balloons, also known as Goodyear Kite Balloons or simply Upson Balloons, were a series of three observation balloon designs by Ralph Hazlett Upson to improve upon the design of the German Parseval-Sigsfeld Drachenballon. Two of the designs would be built by the Goodyear Corporation and sent to various balloon training schools and even operate off of ships, but the type was found to not offer much improvement over the Drachenballon, and the much more advanced Caquot balloon which would be introduced only a year after the Upson balloons were built, making the type null. A 3rd design would be patented but wouldn’t be built.

Ralph H. Upson and the Parseval-Sigsfeld Drachenballon

Ralph H. Upson was a pioneer in balloon and airship development in America in the early 1900s. In 1913, using his own airship design, he would win the International Balloon Race. Upson was an employee of the aeronautics division of the Goodyear Rubber and Tire Corporation where he was a pilot and engineer on the various lighter-than-air projects the company had been working on. Upson would mainly work at the Goodyear plant in Akron, Ohio. In 1914, the company began building observation kite balloons for the US Army to use in their balloon divisions. The main type of kite balloon in use was the German designed Parseval-Sigsfeld Drachenballon. The Drachenballon was designed over a decade before in 1898 and was a replacement for the spherical observation balloons of the previous century, as the latter was found to be almost unusable when in windy conditions. The Parseval-Sigsfeld design was built in such a way it would face towards the wind thanks to a large, air-inflated steering bag at the rear of the balloon. Thus it was named Drachenballon, or “kite balloon”. America would build and operate several Drachenballons before their entrance into the First World War.

Upson would begin designing an improvement over the Drachenballon in 1915. Using the knowledge he learned from working on airships, he’d incorporate a number of features that would hopefully improve the overall stability of the German balloon. Two designs would be created at first in late 1915, with the patents on these designs being filed on June 20th, 1916.

Kite Balloon Design 1: Back to Basics

The first of these designs was essentially a heavily modified Drachenballon. Its overall appearance and construction was the same. The balloon consisted of a large cylindrical gas bag. In the nose was a valve that regulates the pressure and gas and can be opened for release automatically or manually. On the underside was a neck to which the hydrogen gas was filled from. The Upson’s balloon’s neck was much longer than the neck on the Drachenballon. On the sides of the balloon were two stabilizing fins. On the Drachenballon, these fins are rectangular in shape. On Upson’s design, these would be triangular in shape and would sag down in flight. According to Upson, the rectangular fins of the Drachenballon only offered stabilization horizontally, while his fins would also prevent yaw and pitch movement. Internally at the rear was a large air bag to keep the balloon’s shape stable if the balloon isn’t fully inflated and keep the balloon at a 30-40 degree angle while in the air. The main difference between Design 1 and the Drachen involved the aft section of the balloon. On the standard Drachen is a large air-inflated steering bag that would keep the aircraft stable. On Upson’s design, the balloon would instead slightly taper at the rear. The steering bag would be removed altogether, instead replaced with a large keel-shaped bag. Upson’s thinking behind this change was that the steering bag wasn’t aerodynamic and instead opted for the more sleek keel bag over it, improving airflow. The keel bag and the ballonet were both connected via an intake at the tip of the keel. In addition, the tail of the balloon was connected to the keel, to which several tail cups were placed not only for stabilizing but to keep the keel straight. The tail cups were placed much closer to the balloon than on the Drachenballon. The rubber balloon girdle also differed from the Drachenballon slightly,as it wouldn’t be uniform all around the balloon, instead dipping slightly down near the front. The balloon would be made of rubberized and non rubberized fabric and filled with Hydrogen.

Several Design 1 balloons are known to be built. The first would be built at the Goodyear plant in Akron in late 1915. While testing was going on in November, it was observed by officials from the Navy who were looking to increase the USN’s LTA (Lighter Than Air) fleet. The Design 1 balloon was accepted into service for the Navy on December 22th and shipped to the Pensacola Naval Air Station in Florida. The balloon would finally arrive on April 5th, 1916, along with a handful of Goodyear employees who helped with training. Only two days after arriving, the balloon would be damaged from heavy winds and would break from its mooring. The balloon would be repaired shortly after. Once repaired, the balloon was stationed aboard the USS Nevada and USS Oklahoma for testing. The balloon was found to offer increased visibility, but there were a number of reasons why using it from a battleship was a bad idea. The balloon was a very easy target, explosive due to its hydrogen gas (which often leaked), and gave away the position of the battleship. Inflating the balloon was also slower than what was expected. In some cases the balloon itself affected the maneuverability of the ship. It was noted that many of these issues could be fixed in the future, but no changes to this balloon are known to have occurred. Despite not performing well aboard a ship, the Navy continued to use the Design 1 balloon at the Pensacola Air Station for testing and training. Two more balloons were ordered, with the designations of CB-2 and CB-3 for the Navy. Both of these balloons are known to have been tested on the USS Huntington for evaluation. Even further on, the balloon CB-4 was ordered. It is unknown what type of balloon this was, whether Design 1 or 2.

Aside from the Navy, the United States Army Air Service would also use two Design 1 balloons. One is known to be used for testing purposes. This balloon in particular has an extra set of stabilizing fins located a few feet in front of the regular stabilizing fins. Aside from testing, its service history is unknown. All that is known about it is comes from a US Army report evaluating it and a few photos to go along with said report. The report was very appraising of the type over the standard Drachenballon. The second known USAAS Design 1 balloon had an interesting history. From 1910 to 1919, the United States was in an armed conflict with Mexico on its border, known as the Mexican Border War. During this, many Army units would be stationed along the border. An Ohio National Guard Artillery unit was deployed along the border and stationed at El Paso, Texas in 1916. Accompanying the division was a Design 1 kite balloon gifted to the division by Goodyear. Along with the balloon, Ralph H. Upson himself would be assigned to assist in operations and training personnel for the balloon. The balloon would be used to observe Mexican forces moving near the border. Aside from its service in the War, the fate of this balloon is unknown. It was, however, the first observation balloon operated by the National Guard and is known to have been built shortly after the first Design 1 balloon.

Kite Balloon Design 2: All New

The second design was also included on the June 20th patent and would greatly differ from the standard Drachenballon. In fact the only two similarities between the two designs would be their overall layout, other than this, the two designs are greatly different. The overall shape wasn’t cylindrical, but instead more round. Carrying over from Design 1 are Upson’s unique side fins, keel bag, and extended neck. The evacuation valve in the nose was moved upward and is near the top of the nose instead of directly frontally. Instead of having a balloon girdle, the ropes connecting the mooring line and basket were instead connected to individual rubber connection points around the main body of the aircraft. The pattern of the connection points is the same shape as the girdle on Design 1, with it arching down towards the front. The aircraft would also be stabilized by an internal ballonet. Specifications for this balloon do exist. It was to have an internal volume of 25,000 ft³ (707.9 m³). The maximum service ceiling would be 6000ft (1828.8 m). On the underside of two of the balloons, a United States Army Air Corps roundel is printed.

Goodyear would build at least four of this balloon type for training and testing. Two of these would be sent to the Fort Omaha balloon school in late 1916. Here they would be used in the training of the balloon corps alongside Drachenballons and spherical balloons. Two more of this type were photographed at the Goodyear Akron plant during a maneuver with other lighter-than-air aircraft. There is a chance these two aircraft are the same as the ones in Omaha but their overall appearance differs slightly. On one of the balloons is a box-like structure located at the side of the balloon. These are not present in the patent or on the other balloons and their purpose is unknown. It is possible these were some form of additional stabilizers but it is not confirmed. This type appears to be exclusively used by the USAAS.

On September 23rd, 1916, two pilots; Carl K. Wollam and Charlie Roth, were interested in one of the Goodyear Design 2 balloons then stationed at Dayton, Ohio. Both men, who were aircraft pilots, wanted to see how well the Upson balloon would do in untethered flight. It should be noted neither man had piloted a balloon before. The two would go up in the balloon, and then cut the cable. The balloon would go to an altitude between 5000 and 6000 ft (1524 and 1828.8 m) for a distance of over 120 miles (321.9 kilometers). The flight would last over 3 hours. The two wanted to head to Akron to land but their attempt failed and they were thrown off course for 70 miles (112.6 kilometers), finally landing in a farm near Circleville, Ohio. This would be the first free flight of a kite balloon in the US. Despite not being designed for this flight, the pilots said the balloon was hard to control, but overall performed well for the task.

Kite Balloon Design 3: Double Trouble

The last of the Upson balloon designs was not included in the first patent document, instead being patented a few months later on November 9th, 1916. This 3rd balloon design differed greatly from most balloon designs of that era. Design 3 essentially was two Design 2 balloons sewn together side by side. Upson would call it a “Composite Balloon” in the patent. Each side of the balloon would have design features from Design 2. At the rear interior of the gas bag was an air-fed ballonet to keep the overall shape of the balloons intact when not fully inflated. The overall shape of the gas bag was changed, with Upson specifically mentioning that the bottom was flattened out to aid in aerodynamics. In each nose was an emergency gas escape valve to regulate the gas. On each side was one of Upson’s triangular stabilizing wings and at the rear was the keel bag. Instead of the tail cups that were common for kite balloons and used with the previous two designs, Upson would design a completely new tail stabilizing device. A large concave strip would connect to two ropes. Each rope would connect to an end of one of the gas bags. The strip would catch the wind like a parasail, stabilizing the balloon. Upson’s overall choice for the double body design was to greatly increase the stability and maximum height over contemporary balloon designs, with the idea that another body would assist in that regard considerably. The ropes connecting the basket were equally distributed to each of the balloon bags.

Despite Upson claiming it to be superior over his previous two designs, no composite balloon was ever built.

Too Late: The Caquot Arrives.

From reports, the improvements done by Upson over the Drachenballon design did positively impact its design, making it much more stable in strong winds. A Design 1 balloon is known to have remained stable in 45mph winds. Despite the positive reception, there are still mentions that the Upson balloons design wasn’t perfect and it suffered still in terms of total stabilization compared to newer the newe balloons on the horizon, but overall it performed better than the Drachenballon in this regard. Upson’s balloon designs would have only just started their testing when the French officer, Albert Caquot, would create his superior balloon design in the later months of 1916. The design was created to completely fix the flaws of the Drachenballon. To fix the stability issues, two more air-inflated bags were placed at the rear of the balloon, totalling 3 stabilizers spaced 120 degrees apart from each other. The type was found to be completely superior over the Drachenballon and it quickly began replacing allied, and eventually German Drachenballons. Goodyear would later license build Caquot type balloons in 1918, for use by the American Balloon Corps. By their entrance in World War One, the US would only use Caquot types in combat operations in Europe. No further Upson balloons were built after 1917. Despite this, the two Design 2 balloons stationed at the Fort Omaha balloon school would continue to be used for training purposes until the closure of the school in 1919. It is unknown what fate befell the Navy operated kite balloons.

Due to a lack of information regarding these balloons, it is entirely possible, and extremely more than likely that more than the known amount of Upson balloons were built, but records and photos concerning the production of Design 1 and 2 types are severely lacking.

Upson would continue his work in the field of lighter-than-air aviation, working for Goodyear into the 1920s until he would leave the company to pursue his own vision of lighter-than-air aircraft. He would create the Aircraft Development Corporation, where he would design and build the metal-skinned airship ZMC-2 for the Navy. Upson would continue in the aviation industry all the way through the Second World War and into the 1950s.

Variants

*Note, the “Design” names are not the official designation, but named so here for simplicity.

• Design 1– Heavily modified Drachenballon with improvements made by Upson. These include larger side stabilizers, the removal of the steering bag and the new keel bag for wind stabilizing. Five are confirmed to be built, with a possible 6th.
• Design 2 – Completely original design that took the improvements from Design 1 and put them on a new design. Design 2 had a much more rounder body over Design 1. Four are known to have been built.
• Design 3 – Composite balloon. Consisted of essentially two Design 2s sewn together. Reused all of the aforementioned modified side fins and keel bags. Would have a unique tail stabilizing parachute.

Operators

• United States of America – The Upson types built were used by the balloon corps of the United States Army Air Corps and Navy.

Upson Kite Balloon Design 1 Specifications
Length	82 ft / 25 m
Diameter	22 ft / 6.7 m
Volumes	25,000 ft³ (707.9 m³)
Gas Type	Hydrogen
Material	Rubber-infused and non-infused cotton fabric
Maximum Service Ceiling	6000 ft / 1828.8 m
Crew	2 Observers
Equipment	Telephone

Upson Kite Balloon Design 2 Specifications
Volumes	25,000 ft³ (707.9 m³)
Gas Type	Hydrogen
Material	Rubber-infused and non-infused cotton fabric
Maximum Service Ceiling	6000 ft / 1828.8 m
Crew	2 Observers
Equipment	Telephone

Gallery

Illustration of Upson Balloon Design 1 by Ed Jackson

Credits

• Written by Medicman
• Edited by Blase & Mebble
• Illustrated by Ed J.

Sources

• https://1000aircraftphotos.com/Contributions/9705.htm
• US Patent US1341248A
• US Patent US1385972A
• https://corporate.goodyear.com/en-US/about/history.html
• https://oregonnews.uoregon.edu/
• Grossnick, Roy A. Kite balloons to airships– : the Navy’s lighter-than-air experience. Honolulu, HI: University Press of the Pacific, 2004. Print.
• https://web.archive.org/web/20181130231802/http://sill-www.army.mil/firesbulletin/archives/1916/OCT_DEC_1916/OCT_DEC_1916_FULL_EDITION.pdf
• https://www.newspapers.com/clip/61458145/kite-balloon-1916-wollams-own/
• https://newspapers.lib.utah.edu/details?id=14746202